CBDF

Issue of Units 
Initially, Units may be purchased on the Initial Subscription Day at the Initial Issue Price. Thereafter, Units are available at the Net Asset Value per Unit of the relevant Class on the relevant Dealing Day.   

Requests for subscription must be received by the Depositary on or before the relevant Dealing Deadline.   

Subject to compliance with the relevant requirements for subscription in a Sub-Fund, a subscriber becomes an Unitholder and starts participation in the Units performance on and from the relevant Dealing Day.   

No Units shall be issued unless full details of registration have been completed and all anti-money laundering requirements met.    

Units will be in registered form only, and no unit certificates will be issued. A confirmation notice will be sent by the Depositary to subscribers whose application has been accepted after the Net Asset Value per Unit and the number of Units issued to the subscribers have been determined.   

The UCITS or the Management Company on behalf of the UCITS, acting in the best interest of the Unitholders, may at any time reject subscription applications or temporarily limit, suspend or ultimately discontinue the issue of Units, in which case any payments received in respect of subscription applications not yet processed will be returned without interest to the accounts from which they were originally debited (see section “Anti-Money Laundering Provisions” in the Investment Conditions).    

No Units may be issued during a period of suspension of determination of Net Asset Value, Net Asset Value per Class or Net Asset Value per Unit or during a period for which the UCITS or the Management Company, acting on behalf of the UCITS, has declared a suspension of the issue of Units in one or more Class. No application for Units made during the period of such suspension shall be accepted by the Depositary.   

A subscriber may not withdraw his or her subscription request once it has been submitted and received by the Depositary, unless the UCITS or the Management Company, acting in the best interests of the Unitholders, determines to permit the withdrawal of such request in whole or in part.    

Minimum Investment Amount  
The minimum initial investment amount and the minimum additional investment amount for Units per Unitholder in respect of each Sub-Fund are set out in the Supplements for the Sub-Funds.   

Subscription Deadline 
Applications received after the Dealing Deadline will be recorded for subscription on the next following Dealing Day.  

Subscription Price 
For each Sub-Fund, Units in each Class will be offered to investors on the Initial Subscription Day at the Initial Issue Price as set out in the Supplements for the Sub-Funds, subject to any Subscription Fee (see the Supplements for the Sub-Funds) as well as relevant taxes, levies or charges (see Section 7. “Fees and Expenses” of the Investment Conditions of the UCITS). Following the Initial Subscription Day, the Units will be valued on the relevant Valuation Day. Thus, following the Initial Subscription Day, the issue price per Unit will be the Net Asset Value per Unit in respect of the Valuation Day which falls on the Dealing Day at which the Units are issued (the "Issue Price") plus the Subscription Fee, if such fee is applicable, as set out in the Supplements for the Sub-Funds and subject to relevant taxes, levies or charges.   

Payment for Units 
Unless the subscriber has made arrangements with the Management Company or the Depositary to make payment in some other currency or by other method, payment must be made in the Class currency by the method set out in the Investment Conditions. Should other arrangements be made, application monies other than in the Class currency will be converted into the Class currency and all bank charges and other conversion costs will be deducted from the application monies prior to investment in Units. 

Full payment for Units must be received by the Depositary on or before the Subscription Payment Date as set out in the Supplements for the Sub-Funds.  

Unless the UCITS or the Management Company on behalf of the UCITS determines otherwise, no Units will be issued until the relevant application monies have been received in full by the Sub-Fund. 

Please consult the Investment Conditions, in particular Section 3 “Unit Dealings” as well as the Supplements for the Sub-Funds. 

Please note that it might be that you cannot invest in all Units and all Sub-Funds presented in the Investment Conditions including Supplements for the Sub-Funds. 

The Management Company may charge a Subscription Fee as described in the Supplements for the Sub-Funds as a percentage of the Subscription Price. The Subscription Fee, if applicable, is payable to the Management Company which may in turn be paid in full or in part to sub-distributors, introducing agents or intermediaries. 

Please consult the Investment Conditions, in particular Section 3 “Unit Dealing” and Section 7 “Fees and Expenses” as well as the Supplements for the Sub-Funds. 

Redemption requests for Units should be made to the Depositary. 

A partial redemption may be in an amount not less than the Minimum Unitholding as set out in the Supplements for the Sub-Funds, which amount is subject to waiver, decrease or increase by the UCITS or the Management Company on behalf of the UCITS. It is expected that a Unitholder’s remaining investment in the Class will be at least the Minimum Unitholding as set out in the Supplements for the  Sub-Funds, which amount is subject to waiver, decrease or increase by the UCITS or the Management Company on behalf of the UCITS. 

Units may be redeemed on a Dealing Day. Requests for redemption must be received by the Depositary on or before the Dealing Deadline. 

Redemption requests received after the Dealing Deadline will be processed on the next following Dealing Day. Under normal circumstances, payment for redeemed Units will be made within the Redemption Payment Day as set out in the Supplements for the Sub-Funds. 

Whether Units are voluntarily or compulsorily redeemed, the redemption proceeds are payable in the Base Currency of the relevant Class (or in such other currency as the Management Company shall determine) by the Redemption Payment Date. All costs of effecting any money transfer will be borne by the Unitholders and may be deducted from the redemption monies. 

Please consult the Investment Conditions, particularly under the Section 3.2 “Redemption of Units” as well as the Supplements for the Sub-Funds. 

Units will be redeemed at the Redemption Price less the Redemption Fee, if such fee is applicable as set out in the Supplements for the Sub-Funds and subject to relevant taxes, levies or charges (see Section 7 “Fees and Expenses” of the Investment Conditions of the UCITS).   

The Management Company may charge a Redemption Fee as described in the Supplements for the Sub-Funds as a percentage of the Redemption Price. All or part of the Redemption Fee may, at the discretion of the Management Company, be retained by the Management Company, paid to the Depositary and/or the distributors.   

Please consult the Investment Conditions, particularly in Section 7 “Fees and Expenses” as well as the Supplements for the Sub-Funds.  

Under normal circumstances, payment for redeemed Units will be made within the Redemption Payment Date as set out in the Supplements for the Sub-Funds. 

Please refer to the Investment Conditions, in particular to Section 3.2 “Redemption of Units” and to the section related to the relevant Sub-Fund within the Supplements for the Sub-Funds.

You can contact: 
LGT Capital Partners Ltd. 
Schützenstrasse 6 
CH-8808 Pfäffikon 
Liquid Strategies & Investment Structuring (LSIS) 
lgt.cp.ls-legal@lgtcp.com 

Potential investors should be aware that an investment in a Sub-Fund may be exposed to risks of an exceptional nature from time to time. Investment in the Sub-Funds carries with it a degree of risk. Different risks may apply to different Sub-Funds and/or Units. Details of specific risks attaching to a particular Sub-Fund or Class which are additional to those described in this section will be disclosed in the Supplements for the Sub-Funds. Prospective investors should review the Investment Conditions including the Supplements for the Sub-Funds carefully and, in its entirety, and consult with their professional and financial advisers before making an application for Units.    

Prospective investors are advised that the value of Units and the income from them may go down as well as up and, accordingly, an investor may not get back the full amount invested, and an investment should only be made by persons who can sustain a loss on their investment and are capable of evaluating the risks of the investment. Past performance of any Sub-Fund of the UCITS or the sub-funds of any other investment scheme managed by the Management Company should not be relied upon as an indicator of future performance. The attention of potential investors is drawn to the taxation risks associated with investing in the UCITS.    

The securities and instruments in which the UCITS invests are subject to normal market fluctuations and other risks inherent in investing in such investments and there can be no assurance that any appreciation in value will occur. Please refer to the Investment Conditions, in particular Section 8. “Risk Factors” thereof as well as to the Supplements for the Sub-Funds. 

Prospective investors are advised that the value of Units and the income from them may go down as well as up and, accordingly, an investor may not get back the full amount invested, and an investment should only be made by persons who can sustain a loss on their investment and are capable of evaluating the risks of the investment.   

Please refer to the Investment Conditions, in particular Section 8. “Risk Factors” thereof as well as to the Supplements for the Sub-Funds. 

Past performance of any Sub-Fund of the UCITS or the sub-funds of any other investment scheme managed by the Management Company should not be relied upon as an indicator of future performance.  

Past performance of each of the Sub-Funds (including Units), once available, shall be disclosed on the LAFV's website (www.lafv.li) and in the relevant KIDs. KIDs are available on https://www.lgtcp.com/en/investment-solutions. 

You can access in particular the Information on Complaints Management in English, at https://www.lgtcp.com/en/regulatory-information/. 

Client complaints may be communicated in writing (e.g. by letter, e-mail or fax or by using the complaint form on the homepage) or verbally (e.g. in person or by telephone) free of charge to:   

LGT Capital Partners (FL) Ltd. 
Herrengasse 12 
9490 Vaduz,  
Liechtenstein   

To handle your complaint, we need the following information from you: 
-        Contact details (first name, last name, address, telephone no., e-mail address) 
-        Name of fund/sub-fund/units and ISIN number or securities number (if your compliant refers to a fund) 
-        Reason for complaint and what it relates to  
-        Client's proof at the time the reason for the complaint occurred (if your compliant refers to a fund).    

LGT Capital Partners (FL) Ltd. will ensure that once we receive your complaint, it is handled swiftly and competently and that you receive a written reply after we have investigated the complaint. 
You may send your complaint in English or German. 

For further information, please refer to the Information on Complaints Management at https://www.lgtcp.com/en/regulatory-information/. 

Prospective investors and Unitholders should be aware that they may be required to pay income tax, withholding tax, capital gains tax, wealth tax, stamp taxes or any other kind of tax on distributions or deemed distributions from the UCITS or any Sub-Fund. The requirement to pay such taxes will be according to the laws and practices of the country where the Units are purchased, sold, held or redeemed and in the country of residence or nationality of the Unitholder and such laws and practices may change from time to time.    

As is the case with any investment, there can be no guarantee that the tax position or proposed tax position prevailing at the time an investment is made in the UCITS will endure indefinitely. Prospective investors and Unitholders should consult their tax advisors with respect to their particular tax situations and the tax consequences of an investment in a particular Sub-Fund.   

Prospective Unitholders should familiarise themselves with and, where appropriate, take advice on the laws and regulations (such as those relating to taxation and exchange controls) applicable to the subscription for, and the holding and repurchase of, Units in the places of their citizenship, place of residence and their (residence) domicile or in which they are founded, or to contact their own tax advisors.       

Please refer to Section 9 “Taxation” of the version of the Investment Conditions for your country of residence, as it may contain additional information on taxation and specificities applicable in your country. 

NAV and historical performance of each of the Sub-Funds (including Classes), once available, shall be disclosed on the website of the LAFV (www.lafv.li) and in the relevant KID. The historical performance is available on https://www.lgtcp.com/en/investment-solutions. 

If you have any further questions that are not listed on this webpage, for questions related to point a), please feel free to reach out to: 

LGT Bank Ltd., 
Herrengasse 12, 
9490 Vaduz, 
Liechtenstein 
info@lgt.com   

You may reach out to the following entity for questions related to the points b) to f) of the facilities list: 
LGT Capital Partners Ltd. 
Schützenstrasse 6 
CH-8808 Pfäffikon 
Liquid Strategies & Investment Structuring (LSIS) 
lgt.cp.ls-legal@lgtcp.com 

These entities will respond to your question(s) by email within a reasonable timeframe in one of the official language(s) of your country, or in English, where acceptable.