According to Article 43a of the Directive 2011/61/EU of 8 June 2011 on Alternative Investment Fund Managers, as amended by Directive (EU) 2019/1160 of 20 June 2019 with regards to cross-border distribution of collective investment undertakings, LGT (Lux) III, SICAV (the “Investment Company”) makes available, in each Member State where it intends to market its Shares, facilities to perform the following tasks listed from a) to f).
Please note that in case of discrepancy, the conditions set out in the Prospectus of the Investment Company shall prevail. The below has an informative purpose only and is provided pursuant to Article 43a of the Directive 2011/61/EU of 8 June 2011, as amended by Directive (EU) 2019/1160 of 20 June 2019.
Defined terms used within this document, and which are not otherwise defined within this document, shall have the same meaning as assigned within the Prospectus of the Investment Company.
An investor may turn to Credit Suisse Fund Services (Luxembourg) S.A. (the “Administrator”) and require that any payments made to them from the Investment Company be conducted through Credit Suisse Fund Services (Luxembourg) S.A. Investors that hold Shares in the Investment Company may transact with Administrator to require the redemption/repurchase of their Shares.
Credit Suisse Fund Services (Luxembourg) S.A.
5 rue Jean Monnet
L-2180 Luxembourg
Luxembourg
list.amluxclientservice@credit-suisse.com
Issue of Shares
Shares in the Investment Company are only available in uncertificated form and will exist exclusively as book entries in the register. Registered Shareholders will receive a confirmation of their shareholding. Fractions of Shares may be issued up to three decimal places.
The Investment Company reserves the right to reject in whole or in part any subscription application. In addition, the Board of Directors reserves the right to suspend the issue and sale of Shares at any time and without notice.
No Shares of any Sub-Fund and/or Category will be issued by the Investment Company during any period in which the calculation of the Net Asset Value per Share of such Sub-Fund and/or Category is suspended.
Please refer to the Prospectus, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
Minimum Subscription
The Investment Company may impose a Minimum Initial Subscription Amount requirement for each registered Shareholder in the different Sub-Funds and/or the different Categories of Shares within each Sub-Fund as set out in the Annex. This amount shall be determined by reference to the Subscription Price paid in respect of the Shares held.
The Investment Company shall not give effect to any transfer of Shares in its register if an investor would no longer meet the Minimum Initial Subscription Amount requirement referred to in the Annex for the Sub-Fund as a consequence of such transfer.
The Investment Company will require from each registered shareholder acting on behalf of other investors that any assignment of rights to the Shares be made in compliance with applicable securities laws in the jurisdictions where such assignment is made and that in unregulated jurisdictions such assignment be made in compliance with the Minimum Initial Subscription Amount requirement.
Please refer to the Prospectus, in particular to Section 8: “Issue and Redemption of Shares” and Section 10: “Fees and Expenses” and to the Annex for the relevant Sub-Fund.
Subscription Deadline
Subscriptions Deadlines are disclosed in the Annex related to the relevant Sub-Fund.
Please refer to the Prospectus, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
Subscription Price
The Subscription Price of new Shares shall correspond to the prevailing Net Asset Value of the Shares of the relevant Category. The Subscription Fee may be added to compensate financial intermediaries and other persons who assist in the placement of Shares.
Payment of the Subscription Price
The timeline for the payment of the Subscription monies is disclosed in the Annex related to the relevant Sub-Fund.
Please refer to the Prospectus, in particular to Section 8: “Issue and Redemption of Shares” and Section 10: “Fees and Expenses” and to the Annex for the relevant Sub-Fund.
To cover the costs incurred from the placement of the Shares, the Investment Company may, as defined in the Annex for the relevant Sub-Fund (if applicable), charge a subscription fee on the Net Asset Value of newly issued Shares in favour of the Investment Company, the Depositary and/or authorised distributors in Luxembourg or abroad.
A sales commission not exceeding 5% of the Subscription Price may be added in favour of financial intermediaries and other persons who assist in the placement of Shares.
Please refer to the Prospectus, in particular to Section 8: “Issue and Redemption of Shares” and Section 10: “Fees and Expenses” and to the Annex for the relevant Sub-Fund.
The Shareholders shall have the right if the relevant Sub-Fund is open-ended, on such dates as determined in the Annex for the relevant Sub-Fund to present their Shares for redemption to the Investment Company. If, as a result of a redemption request, the value of any holding decreases below the Minimum Initial Subscription Amount set out in the Annex for the relevant Sub-Fund, then such request may be treated, at the discretion of the Board of Directors, as a request for the redemption of the entire holding.
As determined in the relevant Annex, the Investment Company shall have the right to limit redemptions for a given Redemption Day.
Shareholders may withdraw at any time their requests for redemption in the event of a suspension of the valuation of the assets of the Investment Company in the circumstances described in the Prospectus in Section 9 “Valuation of the Shares”. The Investment Company may suspend the investors’ right to require the Investment Company to redeem their Shares during any period when the determination of the Net Asset Value of the Shares of the Sub-Fund and/or Category is suspended as provided in section 9 “Valuation of the Shares”
Please refer to the Offering document, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
No Redemption Fees will be charged unless explicitly stated in the Annex of the relevant Sub-Fund.
Please refer to the Offering document, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
The timeline for the payment of the proceeds of redemptions is disclosed in the Annex related to the relevant Sub-Fund.
You can contact:
LGT Capital Partners Ltd.
Schützenstrasse 6
CH-8808 Pfäffikon
Liquid Strategies & Investment Structuring (LSIS)
lgt.cp.ls-legal@lgtcp.com
You are investing in the Shares of a Sub-Fund of the Investment Company, an umbrella fund incorporated as a société anonyme qualifying as a société d’investissement à capital variable, under Part II of the Luxembourg Law of 17 December 2010.
The Articles of Incorporation were initially published in the Mémorial on 24 July 2013 and were amended on 2 June 2014. The Investment Company has been registered with the Registre de Commerce et des Sociétés, Luxembourg under the number B.178.747.
The Investment Company qualifies as an alternative investment fund within the meaning of the law of 12 July 2013 on Alternative Investment Fund Managers, which transposed Directive 2011/61/EU on Alternative Investment Fund Managers into Luxembourg law.
The Investment Company offers investors, within the same investment vehicle, a choice between several sub-funds (the “Sub-Funds”) or Categories, which are managed separately and which are distinguished mainly by their specific investment policy, by the currency in which they are denominated and/or by their duration. The specifications of each Sub-Fund are described in the relevant Annex of the Prospectus. The Investment Company invests in a portfolio of traditional and/or alternative assets.
Please refer to the Offering Document, in particular to Section 2: “The Company” and to the Annex for the relevant Sub-Fund.
An investment in a Sub-Fund involves certain risks relating to the particular Sub-Fund’s structure and investment objectives which investors should evaluate before making a decision to invest in such Sub-Fund.
The investments within each Sub-Fund are subject to market fluctuations and to the risks inherent in all investments; accordingly, no assurance can be given that the investment objectives of the relevant Sub-Fund will be achieved.
Investors should make their own independent evaluation of the financial, market, legal, regulatory, credit, tax and accounting risks and consequences involved in investment in a Sub-Fund and its suitability for their own purposes. In evaluating the merits and suitability of an investment in a Sub-Fund, careful consideration should be given to all of the risks attached to investing in a Sub-Fund.
The following is a brief description of certain factors which should be considered along with other matters discussed elsewhere in the Prospectus. The following does not, however, purport to be a comprehensive summary of all the risks associated with investments in any Sub-Fund.
An investment in Shares of a Sub-Fund carries substantial risk and is suitable only for investors who accept the risks, can afford losing their entire investment and who understand that there is no recourse other than to the assets of the relevant Sub-Fund. An investment in Shares of a Sub- Fund should not constitute a substantial portion of an investor’s investment portfolio and may not be suitable for all investors.
Please refer to the Prospectus, in particular to Section 4 ”General Risk Factors” and to the Annex for the relevant Sub-Fund.
The Net Asset Value per Share may decrease as well as increase. An investor may not receive back the amount he has invested. Changes in exchange rates may also cause the Net Asset Value per Share in the investor’s base currency to increase or decrease. There is no guarantee as to the Investment Company’s future performance or return.
Additionally, general risks which are inherent in all investments, the investment in the Investment Company entails risks specific to the investment objectives and strategy of each Sub-Fund.
Please refer to the Prospectus, in particular to Section 4 ”General Risk Factors” and to the Annex for the relevant Sub-Fund.
There is no guarantee as to the Investment Company’s future performance or return. Past performance is not an indicator of future returns. Please refer to the Prospectus, in particular to Section 4 ”General Risk Factors” and to the Annex for the relevant Sub-Fund.
You can access the procedures and arrangements relating to investors’ exercise of their rights arising from their investment in the Investment Company by contacting the Management Company by email: lgt.cpeire@lgt.com or by phone: +353 1 433 7420.
Client complaints may be communicated in writing (e.g. by letter, e-mail or fax or by using the complaint form on the homepage) or verbally (e.g. in person or by telephone) free of charge to:
LGT Capital Partners (Ireland) Limited
Third Floor
30 Herbert Street
Dublin 2
Ireland
Phone: +353 1 433 7420
Fax: +353 1 433 7425
E-Mail: lgt.cp@lgtcp.com
To handle your complaint, we need the following information from you:
· Contact details (first name, last name, address, telephone no., e-mail address)
· Name of fund/sub-fund/share class and ISIN number or securities number (if your compliant refers
· to a fund)
· Reason for complaint and what it relates to
· Client's proof at the time the reason for the complaint occurred (if your compliant refers to a fund)
LGT Capital Partners (Ireland) Limited will ensure that once we receive your complaint it is handled swiftly and competently and that you receive a written reply after we have investigated the complaint. For further information, please refer to the Complaints Management document on https://www.lgtcp.com/en/regulatory-information/.
Tax charges and withholding taxes in various jurisdictions in which the Investment Company invests may affect the level of distributions made to it and accordingly to Shareholders. No assurance can be given as to the level of taxation applicable to the Investment Company or its investments.
It is expected that investors in the Investment Company will be resident for tax purposes in many different countries. Consequently, except as set out below, no attempt is made in the Prospectus to summarise the taxation consequences for each investor subscribing, converting, holding or redeeming or otherwise acquiring or disposing of Shares.
Investors should consult their own professional advisors on the possible tax or other consequences of buying, holding, transferring or selling the Shares under the laws of their countries of citizenship, residence or domicile.
Please refer to the Prospectus, in particular to Section 11 “Taxation” and to the Annex for the relevant Sub-Fund.
Any investor or potential investor may turn to LGT Capital Partners Ltd., Schützenstrasse 6, CH-8808 Pfäffikon to request to be given free of charge a copy of the Prospectus, the KIDs, the most recent Annual Report and most recent Semi-annual Report as well as a copy of the Investment Company’s constitutive document.
Audited annual reports will be mailed to each shareholder at his registered address and will be made available at the registered office of the Investment Company.
Copies of the Articles of Incorporation of the Investment Company, of the current Prospectus and of the latest financial reports may be obtained on request at the Investment Company’s registered office.
The KIDs may be obtained on the website www.lgtcp.com/en/regulatory-information/ or in paper form from LGT Capital Partners (Ireland) Limited (the “AIFM”) upon request.
The latest Net Asset Value will be available to (prospective) investors online at www.lgtcp.com/en/regulatory-information/ and the historical performance will be available on https://www.lgtcp.com/en/investment-solutions.
The following entities are in charge of the following tasks. The contact details are disclosed under the section below “Who should you contact if you have additional questions?”
a) processing investors' subscription, payment, repurchase and redemption orders relating to the units or Shares of the Investment Company, in accordance with the conditions set out in the Investment Company's documents: Credit Suisse Fund Services (Luxembourg) S.A.
b) providing investors with information on how orders referred to in point (a) can be made and how repurchase and redemption proceeds are paid: LGT Capital Partners Ltd.
c) facilitating the handling of information relating to the exercise of investors' rights arising from their investment in the Investment Company in the Member State where the Investment Company is marketed: LGT Capital Partners Ltd.
d) making the information and documents required pursuant to Articles 22 and 23 available to investors for the purposes of inspection and obtaining copies thereof: LGT Capital Partners Ltd.
e) providing investors with information relevant to the tasks that the facilities perform in a durable medium as defined in point (m) of Article 2(1) of Directive 2009/65/EC: LGT Capital Partners Ltd.
f) acting as a contact point for communicating with the competent authorities: LGT Capital Partners Ltd.
If you have any further questions that are not listed on this webpage, please feel free to reach out to the following entity, for question related to the point a) of the facilities list:
Credit Suisse Fund Services (Luxembourg) S.A.
5 rue Jean Monnet
L-2180 Luxembourg
Luxembourg
list.amluxclientservice@credit-suisse.com
You may reach out to the following entity for questions related to the points b) to f) of the facilities list:
LGT Capital Partners Ltd.
Schützenstrasse 6
CH-8808 Pfäffikon
Liquid Strategies & Investment Structuring (LSIS)
lgt.cp.ls-legal@lgtcp.com
These entities will respond to your question(s) by email within a reasonable timeframe in one of the official language(s) of your country, or in English, where acceptable.
